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Ignacio Lago, "Rational
Expectations or Heuristics? Strategic Voting in Proportional
Representation Systems," Party Politics, 14 (January,
2008), 31-49.
First paragraph:
In this article, I critically review the impact of district
magnitude on strategic voting as stated in Duvergerian or
electoral coordination theories: in proportional
representation (PR) systems with large districts (i.e.
greater than five seats), strategic voting is not possible
because voters do not have good enough expectations about
how well each party or candidate is likely to do in the
upcoming election (Cox, 1997; Cox and Shugart, 1996). I
argue that the necessary informational requirements for
voting strategically in large districts are surprisingly
low. Voters only need to know whether the party they prefer
has some chance of winning at least one seat in their
district. Given that they have too small a stake in
elections to collect information, voters may muddle through,
however, relying on a shortcut such as the electoral history
heuristic (i.e. expectations about the likely outcome of the
election grounded in simple extrapolations from the previous
one). The heuristic voters employ in t is simply the
viability of their preferred party in their district in the
previous election or, in other words, whether their
preferred party gained at least one seat in their district
in t-1. When electoral expectations are formed in accordance
with this shortcut, strategic voting can also be possible in
large districts, since this information is as cheap to come
by there as in less than five-seat districts.
- Figures and
Tables:
- Table 1. Electoral results in the Spanish elections
of the PCE/IU
- Table 2. Knowledge of district magnitude in Spain,
2004
- Table 3. Knowledge of district magnitude in Spain,
2004, with an error of ±1 seat
- Table 4. Has the IU gained seats in your district
(Spain, 2004)?
- Table 5. Binomial logit estimates, 1979 election
- Table 6. Binomial logit estimates, 1982 election
- Table 7. Predicted strategic and sincere votes
according to rational expectations, 1979 election
- Table 8. Predicted strategic and sincere votes
according to heuristics, 1979 election
- Table 9. Predicted strategic and sincere votes
according to heuristics, 1982 election
- Appendix: Variables in the Analysis of the 1979 and
1982 elections
First paragraph of
Conclusion:
In this article, I have demonstrated that strategic
voting in PR systems does not depend on rational
expectations, but on heuristics. In order to form electoral
expectations, voters can employ the electoral history
heuristic (i.e. the viability of their preferred party in
their district in the previous election). First, I have
shown that very few people in the 2004 Spanish election knew
how many seats were elected in their districts. On the
contrary, the vast majority knew the focal point that solves
coordination problems in mass elections: whether (minor)
parties have previously gained at least one seat in a given
district. Second, these two approaches were applied to the
analysis of the 1979 and 1982 elections in Spain. Both found
a significant extent of strategic voting in the 1979
election: according to the model based on rational
expectations, 4.6 percent of PCE sympathizers cast a
strategic vote, while for the explanation that relies on
heuristics this percentage is 8.9. But the divergence is
particularly important in the 1982 election. When electoral
coordination depends on rational expectations, there is no
evidence of strategic voting. However, when it is a function
of heuristics, 8.5 percent of PCE supporters voted
strategically. The main conclusion from this research is
that strategic voting is observable across all districts,
and not just in small ones.
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