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Pradeep Chhibber and Geetha
Murali, "Duvergerian Dynamics in the Indian States:
Federalism and the Number of Parties in the State Assembly
Elections," Party Politics, 12 (January, 2006),
5-34.
First Paragraph:
Duverger's law predicts that two parties will capture all
the votes in districtlevel elections in countries with
single-member, simple-plurality rules. Research has shown
that, at its heart, Duverger's law relies on the assumption
that district-level elections are characterized by strategic
voting. Following a standard definition of 'strategic
voting' - that voters prefer not to waste their votes if
meaningful and potentially consequential votes can be cast -
the implication of such an assumption in single-member,
simple-plurality elections is that voters prefer to vote for
a candidate who has a chance of winning the election, all
else being equal.
Figures and Tables:
Figure 1. Effective number of parties in the state assembly
elections in India
Table 1. The effect of party type and national influence on
the effective number of parties at the district level
Table 2. The effect of party type and national influence on
the SF ratio at the district level
Figure 3a. The appropriateness of N (the difference between
the vote share of the winner and first loser and the vote
share of the second loser [third-placed party]
Figure 3b. Vote share trends for the top three effective
parties
Figure 4a. Distribution of effective number of parties in
Tamil Nadu
Figure 4b. Distribution of effective number of parties in
Tamil Nadu
Figure 4c. Distribution of SF ratios in Tamil Nadu
Figure 5a. Distribution of effective number of parties in
Bihar
Figure 5b. Distribution of effective number of parties in
Uttar Pradesh
Figure 6a. Distribution of SF ratios in Bihar
Figure 6b. Distribution of SF ratios in Uttar Pradesh
Figure 7. Effective number of parties in Andhra Pradesh
Appendix A. State assembly elections included in analysis
dataset
Appendix B. Histograms of effective number of parties and SF
ratios
Appendix C. Histograms of the effective number of parties by
state
Appendix D. Histograms of SF ratios by state
Last Paragraph:
In this article, we have shown that Duverger's law holds for
state assembly elections in India, but there are clear
violations of the law. We argued that these violations are
more likely to occur in states where more than two national
parties or a combination of national and regional parties
are competing for votes. Given that in the Indian federal
system the national and state governments can exercise some
authority in districts, voters may vote for national or
regional parties even if those parties are not likely
winners in the district. Is this analysis more generally
valid? Future research on federal systems like Canada, where
Duverger's law is also violated, would provide leverage on
developing a more comprehensive answer. In addition, an
in-depth analysis of Bihar and Uttar Pradesh may point to
the interaction between current ethnic politics and
federalism and further expose the socio-economic conditions
under which Duverger's law breaks down at the district
level.
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